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OTC Study
Over the counter (OTC) oral
remedies for arthritis and rheumatism: how effective are they?
M. W. WHITEHOUSE 1 *, M. S. ROBERTS1 and P. M.
BROOKS2
I Department
of Medicine, University of Queensland, Princess Alexandra Hospital, Woolloongabba,
Queensland 4102, Australia
2 Executive Dean (Health Sciences). University
of Queensland, Royal Brisbane Hospital, Herston,,,,
Queensland 4029, Australia
Received 15 February 1999; revised 30 March 1999; accepted 1 April 1999
Abstract----Background:: Increasingly patients resort to alternative remedies for arthritis
and rheumatism, perhaps partly impelled by reports of toxicities from prescribed
non-steroid anti-inflammatory drugs (NSAID). There is uncertainty about whether
the most common alternative treatments provide relief or may cause adverse reactions.
Aim: To ascertain the validity of manufacturers' claims permitted by the
Therapeutic Goods Administration (TGA) in Australia for a range of self-medication
products to treat the pain and inflammation of arthritis, available in local pharmacies,
supermarkets or by mail order and in other countries.
Methods: OTC products were administered orally to rats in standard assays
for suppressing experimental arthritis and fever and for determining potential gastrotoxicity..
Results: The three NSAIDs available OTC were efficacious but gastrotoxic.
Of the 37 herbal formulations examined, seven were as effective as ibuprofen in
the anti-arthritic assay without causing gastric bleeding. Five of the 10 animal-sourced
products tested were also effective without evident toxicity. Within a certain class
of product, e.g. celery seed extracts or dried mussel preparations, efficacies ranged
from almost zero to highly effective.
Conclusions: Consumers currently have no guide to the likely efficacy of
TGA-approved remedies. Quality control is urgently needed to justify the veracity
of TGA-permitted and other claims on product labels.
Key words: Anti-inflammatory; antipyretic; gastrotoxicity; herbal medicines;
celery; N.Z. mussel; holothurians; ginger; efficacy; safety.
1. INTRODUCTION
Arthritis and rheumatism are major problems affecting up to 80% of Australians at
some period in their lives. Musculoskeletal complaints are the second most common
reason for consulting a doctor in Australia (A.B.S., 1990), and cause significant
disability in Canada and Britain (Badley,, 1994). In the USA, musculoskeletal
diseases cost nearly $150 billion in 1992, caused significant disability and affected
the psychological status of the both the patients and their families (Yelin and
Callaghan,, 1995). The majority of musculoskeletal complaints are osteoarthritis
or soft tissue rheumatic disorders and patients frequently self-medicate.
The first line of drug treatment is with analgesics and non-steroidal anti-inflammatory
drugs (NSAIDs). Products containing NSAIDs are well defined chemically and strictly
controlled for purity and labelling. Only a few of these NSAIDs are readily available
in OTC formulations from pharmacies without prescription as potential treatments
for (the pain of) arthritis and rheumatism, and for other pain-syndromes. They include:
(i) aspirin and some of its water-soluble salts (Na,, glycine), ibuprofen (Nurofen?
Actiprofen., ACT-3? etc.) and the sodium salt of naproxen (NaprogesicR) for oral
ingestion and (ii) certain salicylate products for dermal application (methyl ester
or salts formed with copper, diethylamine, triethanolaunine, etc.). Standard references
to the therapy of rheumatic disease attest to both the efficacy and adverse effects
of these particular NSAIDs (Group A, Table 1) as analgesic/antipyretic/anti-inflammatory
agents and to paracetamol as having only analgesic/antipyretic activity Brooks,
1998; Brooks and Day, 1991; Brune and McCormack,, 1994; Clements and Paulus,, 1997;
Insel, 1996; Mowat, 1992; Nishihara and Furst, 1997; Rainsford and Powanda, 1998).
In addition, alternative medicines of both plant and animal origin, such as celery,
willow bark, mussel, and ginger extracts, are being increasingly used in the self-management
of arthritis and rheumatism. These particular 'anti-rheumatic' products are likely
to account for a considerable proportion of (a) the $A0.6 billion/year spent by
Australians on alternate therapies (MCLennan et al., 1996) or (b) the $US5
billion/year spent by North Americans on herbal remedies Eisenberg et al.
1998). In Australia, these products are available from both pharmacies and non-pharmaceutical
outlets and are subject to regulation by the Therapeutic Goods Administration (TGA)
of the Commonwealth government; being given either an AUST R or an AUST L number.
AUST R medicines are assessed for safety, quality and effectiveness. Those carrying
an AUST L number are considered much lower risk products being reviewed only for
safety and quality. All these OTC products for arthritis and rheumatism may be classified
according to their proven efficacy or the type of labelling they carry (Table 1).
Table 1.
An arbitrary classification of (UC remedies for arthritis and rheumatism*
Group A Non-steroidal anti-inflammatory drugs and paracetamol with proven clinical
efficacy as analgesics.
Group B Those stating that they 'may temporarily relieve the pain of arthritis'
(with TGA
approval for this claim in Australia).
Group C Those claiming to afford pain relief or benefit in inflammatory condition,
but
without specific reference to arthritis.
Group D Dietary supplement: in Australia, not permitted (by the TGA) to refer to
inflammation or arthritis but sustaining their position in the market place
through traditional belief in their efficacy for arthritis or rheumatism.
None of these alternative products (Groups B, C or D) is discussed in the references
cited above. A few are listed without supportive clinical data in respected pharmaceutical
compendia (e.g. Mattindale,, British Herbal Pharmacopoeia) and a review of non-prescription
treatments for the rheumatic diseases (Champion, 1998). Little research appears
to have been published regarding their efficacy. Published work undertaken in rheumatology
clinics to evaluate the stated (Group B) or implicit (Group C/D) claims is certainly
limited. There appear to be few criteria by which their potential efficacy has
been objectively assessed and these is much uncertainly about the reliability of
the claims (approved or implied) on their labels.
We have, therefore, evaluated a number of representative products from all four
classes of these remedies, as formulated for oral consumption, for their ability
to beneficially limit the onset or progression of the adjuvant-induced polyarthritis
in laboratory rats (Whitehouse, 1988; Billingham, 1995). This is a standard experimental
model of chronic inflammation which has been widely used by the pharmaceutical industry
to find and develop many of the currently available NSAIDs (Rainsford, 1982; Billingham,
1983; Bliven and Otterness 1985; Hunneyball et al. 1989). Our findings suggest
(i) that not all products on the market are likely to be efficacious and that even
within one class of product, there may be great variability in potency and (ii)
that the present TGA classification and approved labelling is little guide to any
pharmacological activity.
2. MATERIALS AND METHODS
Products were purchased from local pharmacies and supermarkets in south Brisbane
and overseas or by mail order within Australia. Tablets were ground in a mortar.
Gelatin capsules were emptied (the shells being discarded) and their contents further
pulverised. The resulting powders (or oils) were dispersed in distilled water with
no more than 0.04% Tween-20 and briefly sonicated. Alcoholic extracts were freshly
mixed with water immediately before dosing to reduce ethanol levels to 30% (v/v)
or less.
All test agents were administered orally to rats given an experimental arthritigen
(see below) on a once daily basis (10 ml/kg) with oral doses not exceeding 2.5 g/kg,
on at least one of the following regimens:
I. Prophylactic mode = 1 day before arthritigen and for subsequent 15 days (total
doses = 16).
lI. Therapeutic mode = from time of first appearance of arthritic signs (usually
10 days post-arthritigen) for 4 days only.
111. Toxicity evaluation = single dose given to untreated polyarthritic rats (day
16 post-arthritigen) fasted overnight, to assess potential gastrotoxicity. Control
groups received only Tween-20 or other vehicle(s) as appropriate.
The polyarthritis was initiated by injecting an arthritigenic adjuvant (800 礸 heatMycobacterium
tuberculosis suspended in 100 ul squalane per rat) into the tailbase of
female Wistar rats (University of Queensland Animal Farm) on day 0. Activity of
disease was assessed by weight change (over days 0-15 or 10-14), swelling of all
four paws and tail and the incidence of splenitis on day 18 (Whitehouse, 1988).
Rear paw and tail swellings were quantified with a screw gauge micrometer. Clinical
impressions were collected from at least two independent observers regarding the
health and vigour of the treated animals.
Animals treated therapeutically (days 10 - 13) were scored for signs of arthritis
on days 10, 14 and 17; the day-17 reading affirms (any) rebound of symptoms after
ceasing therapy. Animals with minimal arthritis on day 14 but failing to show any
rebound (by day 20) were considered non-responders to the original arthritigen and
therefore discarded from data assessment. (Non-responders and hypo-reactors numbered
no more than 14% in a respective survey of 480 rats challenged with the arthritigen.)
Gastrotoxicity was quantified by obtaining a lesion index for incidence and severity
of gastric haemorrhage (Rainsford and Whitehouse, 1992) 2.5 hours after giving test
formulations to disease-stressed (arthritic) rats fasted ovenight. Selected products
were also given orally to normal rats with yeast-induced fever to assess antipyretic
activity (Whitehouse, 1986). These experiments had the approval of the University
of Queensland Animal Ethics Committee.
3. RESULTS
Table 2 indicates that (i) some products were just as effective as OTC NSAIDs in
controlling the development of arthritic inflammation when evaluated in the therapeutic
assay i.e. administering test fommulations to animals with pre-established polyarthritis;
but (ii) other products, reputedly derived from the same natural source(s) were
much less potent in exhibiting this type of NSAID-like activity.
Products were further evaluated in the prophylactic assay, with extended
dosing for 16 days (Table 3). This was to detect a possible slower onset of action,
particularly for those products showing little or no activity in the (acute) therapeutic
assay and perhaps manifesting anti-arthritic activity (if any) through an immunoaction.
Since these studies were conducted over a period of four years with some inevitable
variation in the severity of arthritis in the untreated controls, the experimental
data for each product tested is given as the percentage of the mean data for the
corresponding control group.
Table 3 also records the gastrotoxicity, after a single acute dose, of only those
products significantly inhibiting arthritis development (i.e. inhibition of arthritic
paw swelling > 40%, p < 0.05). The principal findings were:
1. Products obtained from celery 'seed' were either effective anti-inflammatories
or almost inactive (the latter seemingly predominating).
2. Two particular types of marine-derived products, from a NZ mussel or edible Australian
holothurians (sea cucumbers) respectively, likewise ranged in potency from highly
effective to lacking measurable anti-inflammatory activity.
3. Aspirin was relatively ineffective in suppressing this experimental arthritis
and was also particularly gastrotoxic in fasted rats at an effective dose.
4. The OTC formulations of ibuprofen and naproxen, though active, were also quite
gastrotoxic, a problem not seen with some other OTC products confirmed to be active
in this anti-arthritic assay (e.g. at least four celery and two mussel preparations).
5. Several products, widely advertised as being effective for treating arthritis
(e.g. fish oils, ginger extracts, glucosamine sulphate) had no effect on the development
of this rat polyarthritis even after extending dosing (for 16 days). A commercial
sample of cetyl myristoleate, claimed to be anti-arthritic in rats (Diehl and May,
1994) also showed no activity.
Methyl sulfonyl methane (MSM), also known as dimethylsulfone is described as an
(oral) analgesic offering pain relief in rheumatoid arthritis and osteoarthritis
(Jacob et al., 1999). It demonstrated no anti-inflammatory effect after extended
prophylactic dosing. By contrast, its desoxy analogue, dimethylsulfoxide DMSO) did
show some oral activity (though not sold as an OTC for oral use). Several reviews
discuss the topical anti-inflammatory activity of DMSO (Jacob, 1975; McGrady, 1979;
Jacob and Kappel, 1988).
4. DISCUSSION
Alternative, non-prescription, therapies for arthritis have attracted much criticism,
mostly negative, e.g. junk science/charlatanism/quackery (Arthritis Foundation,
199?; Barrett, 1980; Fernandez-Madrid, 1989; Panush, 1994, 1997; Romos-Remus and
Russell, 1997; Schaller and Carroll, 1976, Weissmann, 1996) with all too little
objective evaluation in controlled animal or clinical studies.
Considerable concern has been expressed about the general safety of herbal
remedies (Angel and Kassirer, 1998; Atherton, 1994; Brooks and Lowenthal, 1977;
Bury et al., 1987; Chan, 1997; Ernst 1998; Huxtable, 1992; Macia et al.,
1996; Moulds and McNeil, 1988; Shaw et al., 1997; Talalaj and Czechowicz,
1988, 1989). So it seems pertinent to also enquire if herbal (and animal-sourced)
remedies are effective and might be utilised more rationally to support,
or perhaps even replace, some prescription drugs? (Talalaj and Czechowicz, 1989;
Tyler, 1994)
The animal tests used here would not have detected euphoric or other activities
altering pain threshold. They do however provide evidence for (i) anti-inflammatory
or immunoregulant activity in controlling a polyarthritis that damages articular
joints, and (ii) concomitant antipyretic activity or potential gastrotoxicity of
the products which were arthro-suppressant. This experimental arthritis does not
respond to certain slow-acting drugs such as the antimalarials or D-penicillamine,
used as second line therapy for severe rheumatoid disease. Other reservations may
be justified in extrapolating from animal data to potential efficacy in patients
with inflammatory disorders. Nevertheless a wide range of activities was discernible
amongst these non-prescription OTC products (Tables 2 and 3). Some of the natural
products showed arthritis-suppressant activity in rats that was certainly equivalent
to the OTC NSAIDs and with less adverse reaction.
The doses administered were fairly high being based on the following formula: either
a single dose of 2.5 g listed active principle(s)/kg/day or a lesser amount = x
(mg)/kg/day, where x = half the cumulative recommended human daily dose. This latter
dose in rats (x/kg) was therefore 37 times the human daily dose, assuming average
human weight = 75 kg. In other rat studies, repeated doses that are 3 to 10 times
the human dose have generally been found to give similar pharmacoactivities and/or
stable blood levels to those observed in the clinic. The repeated once-daily dosing
schedules employed here would have limited the detection of those agents that either
(a) have short half-lives (like aspirin) or (b) induce their own metabolic inactivation.
Nevertheless it seems reasonable to infer that products with specific claims (Groups
B or C) but found to be virtuallly inactive in this anti-arthritic assay, are not
demonstrating anti-inflammatory activity of the same order as the reference OTC
formulations (ibuprofen, naproxen). Likewise, products not showing activity in this
antipyretic assay are unlikely to be potential analgesics mimicking paracetamol
(itself not anti-inflammatory).
This preliminary survey certainly indicates the great variability in activity of
products derived from celery 'seed'. Three commercial samples of authentic celery
seed oils (Kancour, India; Bronson & Jacob, Australia), used as a flavourant,
and obtained either by steam distillation or by hexane extraction, were found to
be inactive in these assays (data not shown). The principle sources of the celery
(Apium graveolens) used in these products are India, China and Belgium; the
fruit being harvested as a fresh product (green) or an aged one (usually brown),
the latter predominating. Clearly, some form of quality control is required to alert
consumers to the now evident fact that not all celery-derived products are equal.
It is repeatedly demonstrated in the pharmacognosy literature that the content of
individual pharmaca from herbal sources may vary widely with the method of agriculture,
harvesting and preparation for product distribution.
Similar wide variations in potency are evident with preparations of the New Zealand
(green lipped) mussel Perna canaliculus. This problem of variable/uncertain
potency is compounded by the fact that products carrying the same trade name
(Seatone) but sold in different countries (by different manufacturers), may exhibit
greater/ lesser potency. Part of this variation is certainly due to use (or lack)
of effective stabilising processes and avoidance of heat (often employed for opening
mussels); factors that will conserve, rather than degrade, the pharmacologically
active polyunsaturated mussel lipids that are enriched in the Lyprinol product (Whitehouse
et al. 1997).
This same problem of variable/uncertain potency is further compounded when different
species are being used as sources of 'active' material. The beche-demer products
shown in Table 2 are actually derived from tropical, subtropical and temperate holothurian
species from the Pacific and Southern Oceans, being sold with/without added non-holothurian
materials e.g. certain seaweeds (Whitehouse and Farlie, 1994).
The consistent inactivity of the Zinax(in) and other ginger preparations, despite
giving quite massive doses (i.e. full, not half, suggested human daily dose/kg rat),
affirms that these products are not NSAID-like. There are reports that ginger (Srivastava
and Mustafa 1992) or its constituent phenolic gingerols (Kiuchi et al., 1992)
might inhibit prostaglandin and leukotriene biosynthesis. However, to date we have
found no evidence that ginger inhibits cycloxygenase in whole animal assays (using
Wistar rats), as evidenced by failure to inhibit carrageenan-induced paw oedema,
reduce yeast-induced fever or to induce gastric haemorrhage in fasted animals (data
not shown). These studies were conducted with OTC ginger products, freshly prepared
ginger powders (Buderim Ginger Limited, Queensland) and ethanolic or supercritical
fluid extracts rich in gingerols. 6-Gingerol itself has a very short half-life in
rats <10 Mins (Dingh et al. 1991). Claimed benefits for treating osteoarthritis
(Bliddel, 1997) must therefore depend on other mechanisms of action (?analgesic
or anabolic) not demonstrable in the animal models used here.
The amino sugar, D-glucosamine, advocated as a nutritional supplement for osteoarthritis
(McCarty, 1994) certainly had no effect on disease development in this rat model
of immuno-inflammatory arthritis.
It is of concern that although some of the products appear to be inactive in this
anti-arthritic assay, their manufacturers may claim temporary relief of pain in
musculoskeletal disorders under the current TGA guidelines. In contrast, other natural
products (e.g. in Group D), found active in this anti-inflammatory assay, can only
be marketed under current TGA regulations as food supplements, without any reference
to their potential activity. The Therapeutic Goods Act (1989) is concerned with
good manufacturing practice, quality and safety of the listed goods without certifying
efficacy or validity of the permitted claims (sic).
Inspection of Tables 2 and 3 show there are (a) Re-listed products for which the
only pemmitted claim is 'special dietary supplement'; and (b) L-listed products
which out-perform several R-listed products. This shows that the present practice
of assigning an L-listing is no guide to whether a given product is inferior in
potency/efficacy to one given the R-listing, nominally attached to drugs or other
products whose efficacy is accepted by the Australian government. Of perhaps more
concern is the matter of permitted labelling with so many products making specific
claims to afford pain relief in the context of arthritic inflammation, despite showing
no aspirin-like (i.e. anti-inflammatory) or paracetamol-like (i.e. antipyretic)
activities in these relatively unambiguous rat models
The TGA noted problems with labelling of herbal products citing the fact that among
20 'Echinacea' products analysed, four contained no Echinacea at all and
two others were mislabelled (anon 1993). Similarly, analyses of over 50 brands of
the herbal product, 'ginseng', revealed that almost 20% contained no ginseng glycosides
(Cud et al., 1994; Kedar, 1996).
The TGA now requires one form of quality control with specific description of the
contents of any TGA-listed herbal remedies, but still permits unproven claims for
efficacy: a position which allows continual proliferation of TGA-listed nostrums
with no quality control regarding merit. In contrast, herbal products in Germany
must list the content of known active principles (Tyler, 1994; De Smet, 1995).
This limited survey also revealed another problem associated with product labelling
as noted above, two products bearing the same brand name (e.g. Seatone), but in
fact presented by different manufacturers/marketing organisations, may exhibit quite
different potencies (see also 'max EPA'). In at least two cases known to us, this
was associated with changes in the supply of source material (Sea Care; Herbs of
Gold's Triad versus Eco Herbs celery products). This is particularly pernicious
if a 'good' product, justly earning a reputation for efficacy, is then manipulated
by substitution of inferior materia medica or cheaper manufacturing process.
Such debasement of a herbal remedy has inevitable "wash-over" effects, particularly
on the general perception of alternative/complementary therapies by the public at
large and medical practitioners in particular.
Unless standards and quality controls, such as those provided by the German Commission
E (Blumenthal et al., 1998), the European Scientific Cooperative on Phytotherapy
or indicated in the PDR for Herbal Medicine (1998) can be extended to include the
types of natural anti-inflammatories/analgesics surveyed here, the product labelling
may be almost worthless.
It is clear from this study that not all herbal/animal products from a given species
may be equally efficacious. This was found to be the case also with emu oils, an
animal-sourced traditional arthritis remedy (Whitehouse et al, 1998). Clinical
trials should be carried out on some of the more potent herbal/animal products to
validate their true worth for human medicine. As Tyler (1994) has stated, translating
the words of B. Lehmann,, a German physician:
"Phytomedicines, exactly like other medicines, must stand up to the challenge of
modern scientific evaluation. They need no special consideration when it comes to
the planning and conduct of clinical trials intended to prove their safety and efficacy.
The distinctive feature of phytotherapy is its origin, namely, the many years of
empirical use of plant drugs. Experience gained during this period should be taken
into account, along with clinical testing, in evaluating the effectiveness of phytomedicines."
These views have been supported by others (Moulds and McNeil, 1988; De Smet, 1995).
The frequency of musculoskeletal disease and the cost of OTC medications should
require that consumers worldwide are provided with a proper evaluation of these
products. This study highlights not only the variable potencies of some herbal and
animal-sourced preparations but also their lack of gastrotoxicity. There is no reason
to treat the evaluation of herbal/animal products differently from that of other
medications. They should be evaluated clinically and then labelled appropriately
by the TGA and other regulatory authorities.
Acknowledgements
We are grateful to the following manufacturers for providing information related
to their products: Albert Moon's Qld, Bullivants Qld, MacFarlane Laboratories Vic,
Roche Consumer Health NSW and Sterling Winthrop NSW; to Dr C. Davis (Hamilton Qld
for ginger extracts) and to Dr B. Creese (Brisbane) for constructive comments. Ms
D. E. Butters kindly prepared the typescript.
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Table 3.
For column headings, see Table 2 or below. Test formulations given orally for 16
days.
1. Relative to untreated controls: +indicates increase; -indicates decrease. .
2. Duration of action in yeast-fevered rats = 2 h (++) or greater than 3 h (+++)
at stated dose. Gastric lesion indices in fasted rats (n)5/gp) at stated
dose.
# Not tolerated at higher doses.
a) contains Perna caniculis (N.Z.) green lipped mussel.
b) contains beche-de-mer (mixed holothurians i.e. sea cucumbers).
c) each capsule contains CS oil (eqt. to 5 g dry CS), 350 mg evening primrose oil,
350 mg salmon oil, 100 mg cod liver oil, 250 mg willowbark, 150 mg
devil's claw tubers.
d) each capsule contains extract equivalent to 3000 mg C.S. and 160 mg Willow Bark.
e) each 5 ml contains 2.1 ml ethanol and extracts equivalent to dry weight: 800
mg celery seed, 800 mg bogbean leaf, 500 mg black cohosh root, 600 mg
devil's claw root, 1.5 gm willow bark, 800 mg Guaiacum officinale wood. (#)
Higher doses were toxic.
f) each capsule contains 750 mg devil's claw and 150 mg German chamomile.
g) each tablet contains N.Z. mussel (150 mg), devil's claw (250 mg), yucca (250
mg), Willow bark (200 mg), Alfalfa (10 mg).
h) each tablet contains 250 mg green lipped NZ mussel, 250 mg willowbark, 200 mg
devil's claw tubers, 200 mg Yucca Elata leaves.
i) each tablet contains rhus (5x), colchicum (5x), arnica (5x), ruta (4x), phytolacca
(5x), bryona (5x).
j) 1 ml contains bambusa root (5 mcg), ginseng root (10 mcg), Lycopodium clavatum
(0.1 mg), Salvia mittorrhiza (0.1 mg).
k) data for steam distilled oil (Swift) alone as added to PluravitR Profiles 50
Plus; dose of oil equivalent to 3000 mg/kg celery seed.
1) each capsule contains 50 mg CS oil, 350 mg evening primrose oil, 350 mg fish
oil, 250 mg cod liver oil, 250 mg
willowbark and 150 mg devil's claw.
m) each capsule contains extract equivalent to 3000 mg CS, 250 mg willowbark, 150
mg feverfew, 100 mg devil's claw and 100 mg Yucca elata.

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